Environmental Dynamics Group
Princeton, NJ


$2,250,000 Recapitalization and Growth Financing
Senior Subordinated Debt with Warrants
December 2000
  Environmental Dynamics Group is a manufacturer of high quality and high efficiency indoor air filtration products for both the residential and commercial markets.
     
C & S Consolidated
Cromell, CT


$2,000,000 Acquisition Financing
Senior Subordinated Debt with Warrants
January 2001
  C & S Consolidated is a manufacturer and wholesale distributor of building products serving the residential, remodeling and new construction markets.
     
FMB, Inc.
Harrison, NJ


$2,500,000 Acquisition Financing
Senior Subordinated Debt with Warrants
March 2001
  FMB, Inc. is a specialty metals contractor and fabricator.
     
Entertainment Holdings, LLC
Atlanta, GA


$1,500,000 Growth Financing
Redeemable Notes with Warrants
April 2001
  Entertainment Holdings, LLC designs, sells and operates motion simulation rides.
     
Metropolitan TLC Holdings, Inc.
New York, NY


$2,500,000 Growth Financing
Senior Subordinated Note and Preferred Stock
June 2001
  Metropolitan TLC is a supplemental educational material publisher focusing on the K-8 market.
     
MCMC LLC
Boston, MA


$1,000,000 Acquisition Financing
Senior Subordinated Debt with Warrants
October 2002
  MCMC LLC is a leading provider of independent medical reviews.
     
Showtime Enterprises, Inc.
Paulsboro, NJ


$893,000 Growth Financing
Senior Subordinated Debt with Warrants
December 2002
  Showtime Enterprises, Inc. is a manufacturer and full service provider of three-dimensional marketing products to the tradeshow exhibit and point of purchase (POP) display markets.
     
Meridian Printing, Inc.
East Greenwich, RI


$2,000,000 Acquisition Financing
Senior Subordinated Debt with Warrants
February 2003
  Meridian Printing, Inc. is engaged in commercial printing and printing high quality specialty books and posters.
     
Filmpack Plastic Corp.
Dayton, NJ


$2,700,000 Acquisition Financing
Senior Subordinated Debt with Warrants
June 2003
  Filmpack Plastic Corp. manufactures thermoformed, plastic private-label disposable drinking cups for the retail marketplace.
     
Pratt-Read Corporation
Bridgeport, CT


$2,500,000 Refinancing
Senior Subordinated Debt with Warrants
June 2003
  Pratt-Read Corporation is the third largest manufacturer of screwdrivers and component parts.
     
Swiss Farm Stores, Inc.
Broomall, PA

$2,375,000 Acquisition Financing
Senior Subordinated Debt with Warrants
July 2003
  Swiss Farm Stores, Inc. is a 10-store chain of retail drive-thru convenience marts.
     
MTI Precision Products, LLC
Lakewood, NJ


$1,250,000 Acquisition Financing
Senior Subordinated Debt with Warrants
October 2003
  MTI Precision Products is a manufacturer of dental handpieces.
     
Telcar Group, Ltd.
Bohemia , NY


$2,900,000 Acquisition Financing
Senior Subordinated Debt with Warrants
October 2003
  Telcar Group, Ltd. is a distributor of leading educational furniture lines for the K-12 market.
     
Enefco International, Ltd.
Auburn, ME


$2,750,000 Acquisition Financing
Senior Subordinated Debt with Warrants
November 2003
  Enefco International, Ltd. produces heel counters, miscellaneous felt, foam and rubber products and electronic cleaning swipes for ATMs and POS readers.